How the SEC Testimonial Rule Impacts Your Marketing Strategy 

Tapping into client testimonials can offer financial advisors a valuable and effective marketing tool.

This quick-reference sheet can help you untangle what the SEC Marketing Rule allows when it comes to testimonials and what it doesn’t. Your clients can be brand evangelists with the right strategy, and if you’re following the rules.

Be sure to consult this reference and your compliance guidelines on adoption prior to promoting testimonials.

Fill out the form on this page to get your SEC Marketing Rule fact sheet!